Jeffrey Tooke

Chief Compliance Officer

Jeffrey Tooke previous served as CCO-RIA and COO for a previous joint BD/IA firm and continues to serve as Managing Partner of Bay Harbor Advisors LLC which provides compliance consulting to small to medium sized broker-dealers and registered investment advisers. Mr. Tooke also serves as CCO of Four Points Insurance Agency LLC, an affiliated insurance agency of FPCP, and CCO of MHA Financial Corp, an affiliated RIA. Before starting in financial services, Mr. Tooke had an extensive experience in government and politics, most notably working in the NYS Senate and as Chief of Staff of the Buffalo City Comptroller’s Office in which he supervised and managed operations for the $2.5M Department of Audit & Control Leadership Team